Director of Compliance

About j. awan & partners

j. awan & partners is a fast-growing international Governance, Risk, and Compliance (GRC) Consultancy, headquartered in the Dubai International Finance Centre (DIFC). The company provides Regulatory Governance, Risk, Compliance, Finance, Recruitment, and Technology services to a diverse client base, including global, regional, and local financial services institutions, governments, and other industry partners. With a presence across multiple jurisdictions, including the UAE, KSA, UK & Ireland, Singapore, Porto, Pakistan, Qatar, and South Africa, j. awan & partners focuses on delivering tailor-made solutions to meet specific client requirements with effective simplicity.

The Role of Director Compliance

The Director Compliance will report to the Executive Director of Operations and oversee a portfolio of client mandates in Riyadh, Saudi Arabia. This full-time role involves ensuring the delivery of industry-leading regulatory compliance and Anti-Money Laundering/Counter-Terrorist Financing (AML/CTF) programs across the KSA. The Director will support clients in structuring and implementing robust compliance frameworks, maintaining strong regulatory alignment, and serving as a key point of coordination with relevant authorities. Additionally, the role contributes to the company's growth strategy by converting existing relationships into new business opportunities and expanding the compliance practice within the KSA.

Key Responsibilities

• Act as the primary contact with the Capital Market Authority (CMA), monitoring and implementing regulatory changes.
• Develop and update internal compliance policies and procedures.
• Conduct risk assessments and report findings to management and regulators.
• Serve as the Money Laundering Reporting Officer (MLRO), implementing AML/CTF controls.
• Oversee client onboarding, Customer Due Diligence (CDD)/Enhanced Due Diligence (EDD), and ongoing monitoring.
• Investigate suspicious transactions and maintain accurate AML/CTF records.
• Leverage global relationships to source new business and onboard clients.
• Strengthen stakeholder relationships and represent the company at industry events.
• Develop and deliver compliance and AML/CTF training for staff and clients.
• Coordinate internal and external audits and conduct compliance reviews.
• Maintain comprehensive records of compliance activities, policies, and reports, ensuring audit readiness.
• Communicate compliance risks and obligations to senior management.
• Stay updated on regulatory developments and implement best practices for continuous improvement of compliance and AML/CTF systems.
• Promote the company culture and brand, supporting recruitment, training, and development of team members.

Qualifications and Experience

• Over 10 years of experience in Compliance, with a strong background in regulatory compliance and AML/CTF.
• Demonstrated ability to interpret, apply, and operationalize CMA regulations.
• Proven capability in performing MLRO responsibilities, including investigations and Suspicious Activity Report (SAR) reporting.
• Strong analytical skills to assess complex regulatory issues and interpret data for informed compliance decisions.
• Exceptional oral and written communication skills for professional interaction with clients, auditors, and regulators.
• Ability to work independently, manage sensitive matters, and problem-solve without constant supervision.
• Strong organizational and time management skills to prioritize tasks and manage deadlines effectively.
• Up-to-date knowledge of regulatory requirements, AML/CTF obligations, and risk indicators.
• Ability to perform effectively in a fast-paced environment, managing multiple compliance deliverables simultaneously.

Work Environment

This is a full-time position based in Riyadh, Saudi Arabia, within an international Governance, Risk, and Compliance (GRC) Consultancy. The role requires an ambitious and agile professional capable of adapting to dynamic regulatory environments and collaborating effectively with diverse stakeholders across multiple jurisdictions.

Application Process

Candidates who meet the above qualifications are encouraged to apply.