Advisory Manager

About the Role

Moomoo Arabia Capital, part of FUTU Group, is a prominent global digital brokerage and wealth management platform expanding its presence in Saudi Arabia. This foundational role as an Advisory Manager is based in Riyadh and is responsible for leading, designing, and scaling the organization's licensed advisory business line. Reporting directly to the CEO, this full-time position requires 7-10 years of relevant experience and 5+ years in people management.

Core Responsibilities

The Advisory Manager will direct the advisory function, ensuring total compliance with market conduct and client protection rules. Key responsibilities include structuring client portfolio frameworks, overseeing suitability models, and building a high-performing advisory team to deliver world-class services to clients in Saudi Arabia.

Advisory Governance and Suitability

• Design and oversee client risk-profiling and suitability assessment frameworks prior to issuing any advice.
• Structure diversified asset allocation strategies and model portfolios, ensuring all guidance aligns with client risk boundaries.
• Review and approve all advisory disclosure statements, fee structures, and conflict-of-interest logs.
• Partner closely with Compliance and Risk teams to maintain a zero-breach environment across all advisory activities.

Business Development and Team Leadership

• Recruit, train, and manage a lean team of certified investment advisors as the business grows.
• Work with regional product teams to localize the application's advisory, wealth tools, and market insight features for Saudi users.
• Manage relationships with premium and High-Net-Worth (HNW) platform investors, providing macro market insights.
• Act as the technical point of contact for the advisory business line during routine CMA inspections and audits.

Required Qualifications and Experience

• 7-10 years of relevant experience in Advisory and Capital Markets.
• 5+ years of people management experience.
• CME-1 and CME-4 Certificates are required.
• Prior experience at an asset management firm, wealth management platform, or investment bank (institutional coverage) is strongly preferred.
• Demonstrated working knowledge of advisory policies, procedures, KYC, suitability frameworks, and internal controls.
• Must meet the CMA's fit-and-proper requirements.

Desired Skills and Attributes

• Deep structural understanding of local and international investment markets.
• Prior experience or strong comfort working within an app-based brokerage or advisory environment.