Advisory Manager

About moomoo KSA

Moomoo Arabia Capital, part of FUTU Group, is a global digital brokerage and wealth management platform. The company is expanding its presence in the Kingdom of Saudi Arabia and building a local team to provide advisory services to clients in Riyadh Province, specifically in Riyadh.

About the Advisory Manager Role

This full-time role is for an Advisory Manager responsible for leading, designing, and scaling the organization's licensed advisory business line in Riyadh. Reporting directly to the CEO, this position is foundational for structuring client portfolio frameworks, overseeing suitability models, and developing a high-performing advisory team. The Advisory Manager will direct the advisory function, ensuring full compliance with market conduct and client protection regulations.

Key Responsibilities

• Advisory Governance & Suitability: Design and oversee client risk-profiling and suitability assessment frameworks before issuing advice.
• Portfolio Construction: Structure diversified asset allocation strategies and model portfolios, ensuring alignment with client risk boundaries.
• Disclosure Standards: Review and approve all advisory disclosure statements, fee structures, and conflict-of-interest logs.
• Policy Enforcement: Collaborate with Compliance and Risk teams to maintain a zero-breach environment across all advisory activities.
• Team Construction: Recruit, train, and manage a team of certified investment advisors as the business expands.
• Product Alignment: Work with regional product teams to localize the application's advisory, wealth tools, and market insight features for Saudi users.
• Client Engagement: Manage relationships with premium and High-Net-Worth (HNW) platform investors, providing macro market insights.
• Regulatory Representation: Act as the technical point of contact for the advisory business line during routine CMA inspections and audits.

Qualifications and Experience

• Candidates should possess 5-10 years of relevant experience.
• Demonstrated ability to lead, design, and scale advisory business lines.
• Experience in structuring client portfolio frameworks and overseeing suitability models.
• Knowledge of market conduct and client protection rules.

Work Environment

This is a full-time position based in Riyadh, Saudi Arabia. The role involves building and managing a local team within a global digital brokerage and wealth management platform.

Application Process

Further details regarding the salary for this position will be discussed during the application process.