Compliance Manager📣 Job Ad

About the Role

Tadawul (Saudi Exchange) is seeking a dedicated Compliance Manager to join its team in Riyadh. This full-time position is central to upholding the integrity and regulatory adherence of the exchange's operations. The Compliance Manager will play a crucial role in ensuring that all activities align with established regulatory frameworks and internal policies, contributing to a robust and transparent financial market environment.

Key Responsibilities

The Compliance Manager will be responsible for overseeing and managing compliance-related activities across Tadawul (Saudi Exchange). This involves a range of duties focused on maintaining regulatory standards and mitigating risks within the financial exchange landscape.

• Develop, implement, and maintain comprehensive compliance programs and policies in line with regulatory requirements.
• Monitor changes in relevant laws, regulations, and industry best practices, assessing their impact on the exchange's operations.
• Conduct regular internal reviews and assessments to ensure ongoing adherence to compliance standards.
• Provide expert advice and guidance to various departments on compliance matters and regulatory interpretations.
• Prepare and submit necessary reports to regulatory bodies and internal stakeholders.
• Assist in the development and delivery of compliance training programs for employees.

Compliance Oversight and Risk Management

This role involves active participation in the identification and mitigation of compliance risks. The Compliance Manager will work to establish a strong culture of compliance throughout the organization, ensuring that all operational processes and new initiatives meet stringent regulatory criteria. This includes evaluating potential compliance breaches and recommending corrective actions to safeguard the exchange's reputation and operational stability.

Candidate Profile

We are seeking a professional with a solid foundation in compliance principles and practices. The ideal candidate will possess strong analytical skills and a meticulous approach to regulatory requirements within a financial services context.

• Education: Bachelor Degree in a relevant field such as Law, Finance, Business Administration, or a related discipline.
• Experience: Demonstrated experience in a compliance role, preferably within the financial services sector or a regulated exchange environment.
• Skills: Strong understanding of regulatory frameworks, excellent communication skills, and the ability to interpret complex legal and regulatory texts.

Employment Details

This is a full-time position based in Riyadh, Saudi Arabia. The role offers an opportunity to contribute to the regulatory strength of one of the region's leading financial exchanges. Salary details will be discussed during the interview process.

Join Our Team

If you are a dedicated compliance professional looking to contribute to a critical function within the financial market infrastructure, we encourage you to apply. Join Tadawul (Saudi Exchange) and help us maintain the highest standards of regulatory compliance.